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Browsing Securities Commissioner, Kansas Office of the by Date

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Showing items 1-21 of 156.

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Date of IssueTitle Authors
7-Feb-2001 Investors Warned About "Callable" Certificates Of Deposit State securities cops say elderly investors unwittingly buying long-term CDs
7-Feb-2001 Investors Warned About "Callable" Certificates Of Deposit State securities cops say elderly investors unwittingly buying long-term CDs
20-Apr-2001 Restaurant Promoter Sentenced For Securities Felony
14-May-2001 Abilene Broker Sentenced For $1.3 Million Investment Fraud
24-May-2001 Insurance Agent Sentenced For Securities Fraud
18-Jul-2001 Moroccan Man Sentenced in Investment Scheme
10-Aug-2001 State Shuts Down Oil and Gas Scheme
7-Dec-2001 Former Insurance Agent Bilks Investors In $1.2 Million Fraud
17-Jan-2002 Investors Warned About "Prime Bank" Investment Schemes Losses exceed $1.5 million in Kansas; may top $1 billion nationwide
3-Apr-2002 Moroccan Convicted in Investment Scheme
4-Apr-2002 Insurance Agent Convicted In Investment Scheme
15-Apr-2002 Salina Woman Convicted of Securities Fraud
15-Apr-2002 Salina Woman Sentenced for Securities Fraud
2-May-2002 Kansans Lose Almost $1 Million Promoter convicted for selling promissory notes
14-Jun-2002 Kansans Lose Almost $1 Million Promoter convicted for selling promissory notes
31-Jul-2002 Issuers of Viatical Investments Required to File Notice Agents Required to Register and Pass Exams
26-Aug-2002 Third-Annual List of "Top Ten" Investment Frauds Published State securities regulators urge investors to "investigate before you invest"
27-Aug-2002 "Prime Bank" Investment Promoter Pleads Guilty
27-Sep-2002 Goodland Resident Found Guilty of Securities Fraud
15-Oct-2002 Texas Man Sentenced in Kansas Oil and Gas Securities Fraud
17-Oct-2002 Issuers of Viatical Investments Required to File Notice Agents Required to Register and Pass Exams
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