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Showing items 118-138 of 156.

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Date of IssueTitle Authors
21-Feb-2007 Securities Commissioner cautions Kansans to be wary of e-mail scams
27-May-2004 Securities Commissioner Concerned About Lack of Communication
10-Apr-2012 Securities Commissioner Says Aspects of Dodd-Frank Are Roadblocks to Economic Recovery
14-Jan-2004 Securities Commissioner Warns Kansans Of “Top Ten” Investment Scams To Watch Out For In 2004
18-Mar-2003 Securities License Revoked for Lawrence Insurance Agent
24-Aug-2005 Shawnee County Resident Arrested on Securities Fraud Charge
28-Mar-2007 Shawnee County Veterinarian, Donald Atteberry, Guilty of Securities Fraud
22-Jun-2007 Shawnee County Veterinarian, Donald Atteberry, Sentenced for Securities Fraud Convictions in Shawnee County
4-Aug-2011 Southwest Kansas Business Ordered to Cease and Desist Selling its Investments
29-Mar-2012 Special Order Granting Temporary Exemption for Certain Investment Advisers
10-Aug-2001 State Shuts Down Oil and Gas Scheme
19-Aug-2004 Stock Scam Warning
15-Oct-2002 Texas Man Sentenced in Kansas Oil and Gas Securities Fraud
16-Oct-2009 Texas Resident Found Guilty of Securities Fraud
11-Feb-2010 Texas Resident Sentenced for Securities Fraud
26-Aug-2002 Third-Annual List of "Top Ten" Investment Frauds Published State securities regulators urge investors to "investigate before you invest"
11-Feb-2010 Thomas Etheredge Guilty on 7 Counts
11-May-2005 Three Sentenced for Kansas Loan Brokers Act Violations
17-Nov-2004 Tonganoxie Woman Sentenced in Securities Fraud Case
18-Aug-2009 Top 10 Investor Traps
23-Oct-2002 Topeka Man Fined $28,500 for Company’s Unregistered Stock
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