KSPACe: Browse by Title

Browsing Securities Commissioner, Kansas Office of the by Title

Jump to: 0-9 A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

or enter first few letters:

Showing items 6-26 of 156.

Date of Issue	Title	Authors
21-May-2012	Commissioner Jack Issues a Special Order Waiving Surety Bond Requirements
11-Oct-2011	Commissioner Jack Names Jeffrey Kruske General Counsel for KSC
15-May-2012	Commissioner Jack Recognizes Shawnee Mission Northwest Students, Teacher for Top Financial Literacy
12-Aug-2011	Commissioner Jack Removes a Regulatory Hurdle for Small Kansas Businesses
25-Jun-2012	Commissioner Jack to Chair G-20Y Financial Committee in Moscow and Sydney
6-Feb-2012	Commissioner proposes fund for securities litigation
12-Aug-2009	Criminal Charges Filed Against Danny M. Moore
3-Mar-2011	Criminal Charges Filed Against Lion Share Capital Principals
30-Apr-2009	Criminal Charges Filed Regarding Wild West World
26-Oct-2004	Defendant Convicted of Securities Registration Violations
20-Jan-2006	Edward Jones Agrees to Consent Order with Kansas Securities Commissioner
22-Jan-2007	Eric Rabicoff, Overland Park Resident Sentenced to 32 Months in Prison for Securities Violations and Theft
20-Sep-2004	Finney County Fraudster Pleads Guilty to Multi-state Investment Scam
14-Mar-2005	Flora Gets Prison for Securities Registration Violations
7-Dec-2001	Former Insurance Agent Bilks Investors In $1.2 Million Fraud
4-Jan-2006	Former Insurance Agent, Jeffrey D. Lopez, Sentenced to Prison for Securities Fraud Convictions in Montgomery County
10-Feb-2006	Former Insurance Agent, Jeffrey Lopez, Serves Prison Sentence for Securities Convictions
18-May-2010	Former Johnson County Resident Convicted of Fraud
28-Sep-2005	Former Securities Professional Sentenced for Securities Fraud in Overseas Trading Scam
12-Oct-2010	Former Stock Broker Convicted of Defrauding Clients
26-Mar-2008	Former Wichita Investment Adviser Representative, Stephen C. Langhofer, Convicted of Securities Fraud

Feedback