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Showing items 97-117 of 156.

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Date of IssueTitle Authors
21-Jan-2004 Office of the Kansas Securities Commissioner Seeks to Sanction Alleged Stock Fraud
29-Jul-2005 Office Of The Kansas Securities Commissioner Warns Investors To Beware Of Phony Regulators
19-Jul-2010 Olathe Company, CEO Ordered to Repay Over $1.4 Million to Defrauded Investors
17-Feb-2005 Olathe Man Convicted of Securities Fraud in Multistate Day Trading Scam
4-Aug-2011 Ordenan a una empresa en el suroeste de Kansas que cese y desista de vender sus Inversiones
20-Oct-2009 Overland Park Insurance Agent Found Guilty of Securities Fraud
4-Jan-2010 Overland Park Insurance Agent Sentenced for Securities Fraud
8-Sep-2006 Overland Park Investment Adviser Suspended
3-May-2012 Pottawatomie County corporations considering securities act exemption to raise funds
13-Oct-2004 Praeger and Biggs Issue Warning About Viatical Investments
27-Aug-2002 "Prime Bank" Investment Promoter Pleads Guilty
20-Apr-2001 Restaurant Promoter Sentenced For Securities Felony
15-Apr-2002 Salina Woman Convicted of Securities Fraud
15-Apr-2002 Salina Woman Sentenced for Securities Fraud
6-Apr-2005 Schmidtberger Sentenced in Ellis & Rawlins Counties for Securities Fraud
21-Jul-2006 Scott Brian Kaye, Wichita Resident Found Guilty of Securities Fraud
21-Jul-2006 Scott Brian Kaye, Wichita Resident Found Guilty of Securities Fraud
6-Sep-2006 Scott Brian Kaye, Wichita Resident Sentenced to 18 Months in Prison for Securities Fraud
26-Nov-2012 Securities Commissioner Aaron Jack reduces requirements for registered Investment Advisers.
27-Apr-2009 Securities Commissioner Adopts Regulations to Protect Senior Investors
16-Apr-2010 Securities Commissioner Applauds Tougher Penalties for Securities Crimes
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