KSPACe: Browse by Title

Browsing Securities Commissioner, Kansas Office of the by Title

Jump to: 0-9 A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

or enter first few letters:

Showing items 113-133 of 156.

Date of Issue	Title	Authors
21-Jul-2006	Scott Brian Kaye, Wichita Resident Found Guilty of Securities Fraud
6-Sep-2006	Scott Brian Kaye, Wichita Resident Sentenced to 18 Months in Prison for Securities Fraud
26-Nov-2012	Securities Commissioner Aaron Jack reduces requirements for registered Investment Advisers.
27-Apr-2009	Securities Commissioner Adopts Regulations to Protect Senior Investors
16-Apr-2010	Securities Commissioner Applauds Tougher Penalties for Securities Crimes
21-Feb-2007	Securities Commissioner cautions Kansans to be wary of e-mail scams
27-May-2004	Securities Commissioner Concerned About Lack of Communication
10-Apr-2012	Securities Commissioner Says Aspects of Dodd-Frank Are Roadblocks to Economic Recovery
14-Jan-2004	Securities Commissioner Warns Kansans Of “Top Ten” Investment Scams To Watch Out For In 2004
18-Mar-2003	Securities License Revoked for Lawrence Insurance Agent
24-Aug-2005	Shawnee County Resident Arrested on Securities Fraud Charge
28-Mar-2007	Shawnee County Veterinarian, Donald Atteberry, Guilty of Securities Fraud
22-Jun-2007	Shawnee County Veterinarian, Donald Atteberry, Sentenced for Securities Fraud Convictions in Shawnee County
4-Aug-2011	Southwest Kansas Business Ordered to Cease and Desist Selling its Investments
29-Mar-2012	Special Order Granting Temporary Exemption for Certain Investment Advisers
10-Aug-2001	State Shuts Down Oil and Gas Scheme
19-Aug-2004	Stock Scam Warning
15-Oct-2002	Texas Man Sentenced in Kansas Oil and Gas Securities Fraud
16-Oct-2009	Texas Resident Found Guilty of Securities Fraud
11-Feb-2010	Texas Resident Sentenced for Securities Fraud
26-Aug-2002	Third-Annual List of "Top Ten" Investment Frauds Published State securities regulators urge investors to "investigate before you invest"

Feedback