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Browsing Securities Commissioner, Kansas Office of the by Title
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Showing items 2-22 of 156.
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Date of Issue
Title
Authors
Mar-2012
2012 Legislation Info
14-May-2001
Abilene Broker Sentenced For $1.3 Million Investment Fraud
17-Nov-2008
Auction Rate Securities Investors - Contact Firms about Buyback Offers
5-Aug-2009
Brokerage Firms Finalize Agreements to Settle Auction Rate Securities Case
21-May-2012
Commissioner Jack Issues a Special Order Waiving Surety Bond Requirements
11-Oct-2011
Commissioner Jack Names Jeffrey Kruske General Counsel for KSC
15-May-2012
Commissioner Jack Recognizes Shawnee Mission Northwest Students, Teacher for Top Financial Literacy
12-Aug-2011
Commissioner Jack Removes a Regulatory Hurdle for Small Kansas Businesses
25-Jun-2012
Commissioner Jack to Chair G-20Y Financial Committee in Moscow and Sydney
6-Feb-2012
Commissioner proposes fund for securities litigation
12-Aug-2009
Criminal Charges Filed Against Danny M. Moore
3-Mar-2011
Criminal Charges Filed Against Lion Share Capital Principals
30-Apr-2009
Criminal Charges Filed Regarding Wild West World
26-Oct-2004
Defendant Convicted of Securities Registration Violations
20-Jan-2006
Edward Jones Agrees to Consent Order with Kansas Securities Commissioner
22-Jan-2007
Eric Rabicoff, Overland Park Resident Sentenced to 32 Months in Prison for Securities Violations and Theft
20-Sep-2004
Finney County Fraudster Pleads Guilty to Multi-state Investment Scam
14-Mar-2005
Flora Gets Prison for Securities Registration Violations
7-Dec-2001
Former Insurance Agent Bilks Investors In $1.2 Million Fraud
4-Jan-2006
Former Insurance Agent, Jeffrey D. Lopez, Sentenced to Prison for Securities Fraud Convictions in Montgomery County
10-Feb-2006
Former Insurance Agent, Jeffrey Lopez, Serves Prison Sentence for Securities Convictions
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