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Browsing Kansas Office of the Securities Commissioner Press Releases by Date

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Showing items 21-41 of 156.

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Date of IssueTitle Authors
17-Oct-2002 Issuers of Viatical Investments Required to File Notice Agents Required to Register and Pass Exams
23-Oct-2002 Topeka Man Fined $28,500 for Company’s Unregistered Stock
28-Oct-2002 Harsher Criminal Penalties Proposed For Securities Fraud
10-Dec-2002 $1 Million Oil and Gas Scheme Sends Wichita Man to Prison
18-Mar-2003 Securities License Revoked for Lawrence Insurance Agent
25-Apr-2003 Kansas To Impose Harsher Penalties For Securities Fraud
29-Apr-2003 Kansas To Receive $4 Million From Wall Street Firms
4-Sep-2003 Investigate Before You Invest
11-Sep-2003 Wichita Resident Guilty of Securities Fraud
31-Oct-2003 Kansas Receives Over $4 Million from Wall Street Firms
14-Nov-2003 Kansas Resident Arrested on Securities Fraud Charges
14-Jan-2004 Securities Commissioner Warns Kansans Of “Top Ten” Investment Scams To Watch Out For In 2004
21-Jan-2004 Office of the Kansas Securities Commissioner Seeks to Sanction Alleged Stock Fraud
23-Jan-2004 Kings REIT Promoter Arrested SEC, FBI and United States Postal Inspector Join Investigation
28-Jan-2004 Wichita Man Sentenced 50 Months for Oil and Gas Scam
5-Feb-2004 Invest in Information to Protect Your Nest Egg
17-Feb-2004 Moundridge Man Receives Prison for Internet Scam
5-Mar-2004 Manhattan Resident Arrested on Securities Fraud Charges
12-Apr-2004 Topeka Resident Arrested on Securities Fraud Charges
3-May-2004 Manhattan Resident Pleads Guilty to Securities Fraud Charges
6-May-2004 Friend or Fraud? Scams That Target Groups
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