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Showing items 45-65 of 156.

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Date of IssueTitle Authors
7-Feb-2001 Investors Warned About "Callable" Certificates Of Deposit State securities cops say elderly investors unwittingly buying long-term CDs
7-Feb-2001 Investors Warned About "Callable" Certificates Of Deposit State securities cops say elderly investors unwittingly buying long-term CDs
17-Jan-2002 Investors Warned About "Prime Bank" Investment Schemes Losses exceed $1.5 million in Kansas; may top $1 billion nationwide
17-Oct-2002 Issuers of Viatical Investments Required to File Notice Agents Required to Register and Pass Exams
31-Jul-2002 Issuers of Viatical Investments Required to File Notice Agents Required to Register and Pass Exams
13-Jul-2006 James A. Hall, Former Overland Park Adviser agrees to Consent Order with Kansas Securities Commissioner
23-Nov-2005 Jeffrey D. Lopez Guilty of Securities Fraud in Montgomery County
7-Feb-2007 Johnson County Investment Adviser Arrested
4-Aug-2005 Johnson County Man Convicted of Securities Fraud in High Yield Investment Program Scam
16-Aug-2012 Kansans Encouraged To Be Cautious When Investing in Oil And Gas
14-Jun-2002 Kansans Lose Almost $1 Million Promoter convicted for selling promissory notes
2-May-2002 Kansans Lose Almost $1 Million Promoter convicted for selling promissory notes
15-Nov-2010 The Kansas Investor Education Fund gives $50,000 to the Kansas Council on Economic Education
26-Aug-2004 Kansas Participates in Settlement With Deutsche Bank Securities and Thomas Weisel Partners
31-Oct-2003 Kansas Receives Over $4 Million from Wall Street Firms
14-Nov-2003 Kansas Resident Arrested on Securities Fraud Charges
23-Oct-2012 Kansas Securities Commissioner Aaron Jack Featured in John Locke Foundation Article
11-Sep-2012 Kansas Securities Commissioner Aaron Jack set to kick-off Women and Money Series
20-Jul-2011 Kansas Securities Commissioner Adjusts to Delayed Implementation of Dodd-Frank Act
Nov-2010 Kansas Securities Commissioner and Kansas Council on Economic Education to promote financial literacy in Silver Lake
30-Sep-2008 Kansas Securities Commissioner Cautions Main Street Investors Against Making Uninformed, Sudden Decisions Amid Wall Street Crisis
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